GUG

BEARISH

$15.61 Live

Guggenheim Active Allocation Fund · NYSE

$14.7 52W Range $16.5

GUG Guggenheim Active Allocation Fund - Fundamental Analysis

BEARISH

Console Chart News

GUG Stock | Fundamental Analysis & Investment Insights

NYSE • Financial Services • Asset Management

Current Price Live

$15.61

52W High

$16.5

52W Low

$14.7

Overview AI Snowflake Price Valuation Profitability Growth Health Statements Peers Insiders SEC Filings

At a glance

Key valuation, profitability, growth, and risk metrics.

Updated Apr 28, 2026

Market cap

$514.82M

P/E

12.2

ROE

N/A

Profit margin

N/A

Debt/Equity

N/A

Dividend yield

9.13%

AI Analysis

AI-powered fundamental assessment

Confidence

85%

GUG exhibits severe fundamental weakness, highlighted by a critical Piotroski F-Score of 1/9, indicating poor financial health. The asset is trading at a significant premium to its growth-based intrinsic value of $8.96, while the dividend payout ratio of 111.33% suggests an unsustainable distribution policy. Despite positive long-term price performance, current technical trends are bearish and insider activity is negative. The combination of a failing health scorecard and overvaluation makes this a high-risk position.

Key Strengths

Strong 3-year price appreciation (+47.0%)

High current dividend yield of 9.13%

Positive 1-year price return (+14.8%)

Stable market capitalization of $0.51B

Consistent historical performance over 5 years

Key Risks

Critical financial health (Piotroski F-Score 1/9)

Unsustainable dividend payout ratio (111.33%)

Trading at a ~74% premium to intrinsic value ($15.61 vs $8.96)

Bearish technical trend (0/100 score)

Negative insider sentiment with recent selling activity

AI Fair Value Estimate

Based on comprehensive analysis

$8.96

-42.6% below current price

Performance Snowflake

Multi-dimensional analysis across 5 key categories

Overall

Weak

Value

Future

Past

Health

Dividend

AI Verdict

Underperform

Key drivers: Extreme Piotroski F-Score weakness, Dividend payout exceeds earnings, Significant overvaluation relative to intrinsic value

Confidence

90%

Value

20/100

Current price $15.61 vs Intrinsic Value $8.96

Positives

No standout positives identified.

Watchpoints

Price significantly exceeds intrinsic value
Lack of Graham Number for defensive valuation

Future

30/100

Ref Growth rates and Payout Ratio

Positives

No standout positives identified.

Watchpoints

Payout ratio > 100% threatens future distributions
Bearish technical trend

Past

75/100

Ref Historical price changes

Positives

Strong 3Y and 5Y returns
Positive 1Y momentum

Watchpoints

No urgent risks highlighted.

Health

11/100

Ref Piotroski F-Score

Positives

No standout positives identified.

Watchpoints

Piotroski F-Score of 1/9 is critically weak

Dividend

40/100

Ref Yield and Payout Ratio

Positives

High nominal yield (9.13%)

Watchpoints

Payout ratio of 111.33% indicates capital erosion

Stock Price & Analyst Targets

Real-time price movements and analyst price targets

Current Price

$15.61

Multi-Horizon Performance vs Peers

Price momentum across 5Y → 1W horizons for GUG and closest competitors.

Updated 2026-04-27

Company	5Y	3Y	1Y	6M	1M	1W
GUG Guggenheim Active Allocation Fund Primary	+17.1%	+47.0%	+14.8%	+2.6%	+6.0%	-0.1%
ACNB ACNB Corporation Peer	+114.0%	+74.0%	+24.0%	+13.8%	+5.3%	-1.8%
DIAX Nuveen Dow 30 Dynamic Overwrite Fund Peer	+22.8%	+23.6%	+3.2%	-2.5%	-8.7%	+0.5%
IFN Aberdeen India Fund, Inc. Peer	+11.8%	+8.0%	-15.2%	-16.9%	+8.6%	-2.3%
MSBI Midland States Bancorp, Inc. Peer	+9.0%	+40.8%	+67.8%	+48.0%	+13.6%	+0.7%

GUG

Guggenheim Active Allocation Fund

Primary

+17.1%

+47.0%

+14.8%

+2.6%

+6.0%

-0.1%

ACN

ACNB Corporation

Peer

+114.0%

+74.0%

+24.0%

+13.8%

+5.3%

-1.8%

DIA

Nuveen Dow 30 Dynamic Overwrite Fund

Peer

+22.8%

+23.6%

+3.2%

-2.5%

-8.7%

+0.5%

IFN

Aberdeen India Fund, Inc.

Peer

+11.8%

+8.0%

-15.2%

-16.9%

+8.6%

-2.3%

MSB

Midland States Bancorp, Inc.

Peer

+9.0%

+40.8%

+67.8%

+48.0%

+13.6%

+0.7%

Positive values indicate cumulative gains over the specified period. Comparables pulled from the same sector to highlight whether momentum is stock-specific or industry-wide.

Historical Performance Trends

Long-term financial metrics and growth patterns

Revenue & Net Income

Profit & Operating Margins

Return on Equity (ROE)

Quarterly Revenue Growth

Historical data shows last 12 quarters (3 years)

Valuation Metrics

Key valuation ratios and pricing indicators

12.2

N/A

$514.82M

Profitability

Profit margins and return metrics

Profit Margin N/A

Operating Margin N/A

Gross Margin N/A

ROE N/A

ROA N/A

Growth

Revenue and earnings growth rates

Revenue Growth N/A

Earnings Growth N/A

Q/Q Revenue Growth N/A

Q/Q Earnings Growth N/A

Financial Health

Balance sheet strength and liquidity metrics

Debt/Equity

N/A

Current Ratio

N/A

Quick Ratio

N/A

Cash/Share

$N/A

Financial Statement Flow

Interactive flow visualization showing how money moves through the company Q4 2025

Total Assets

$0.8B

Liabilities

$0.2B

Equity

$0.6B

Debt/Equity

0.37x

Financial Services Sector Comparison

Comparing GUG against 820 companies in the Financial Services sector (141 bullish, 351 neutral, 328 bearish)

P/E Ratio

12.2

This Stock

36.01

Sector Avg

-66.1% (Discount)

Similar Companies

Peer comparison within the same industry

Company	AI Rating	Market Cap	P/E	ROE	Profit Margin	Price
GUG Guggenheim Active Allocation Fund	BEARISH	$514.82M	12.2	-%	-%	$15.61
ACNB ACNB Corporation	BULLISH	$516.54M	13.82	10.2%	25.3%	$49.74	Compare
DIAX Nuveen Dow 30 Dynamic...	NEUTRAL	$512.77M	9.79	8.5%	504.7%	$14.1	Compare
IFN Aberdeen India Fund, Inc.	BEARISH	$510.12M	-	-7.0%	-%	$11.96	Compare
MSBI Midland States Bancorp, Inc.	BEARISH	$508.96M	-	-19.5%	-46.9%	$23.71	Compare

GUG Guggenheim...

BEARISH

Mkt Cap

$515M

P/E

12.2

ROE

Price

$15.61

ACNB ACNB Corporation

Compare with GUG

DIAX Nuveen Dow 30...

Compare with GUG

IFN Aberdeen India...

Compare with GUG

MSBI Midland States...

Compare with GUG

Recent Insider Trading

Insider buy and sell transactions from the last 6 months

Date	Insider	Position	Transaction	Shares	Value
2026-03-06	BARNES RANDALL C	Director	Sale	3,000	$47,550
2025-12-18	NYBERG RONALD A	Trustee	Purchase	321	$4,985

BARNES RANDALL C

Director

Sell

2026-03-06

3,000 shares · $47,550

NYBERG RONALD A

Trustee

Buy

2025-12-18

321 shares · $4,985

Insider transactions can signal confidence or concerns about company prospects

SEC Filings

Recent regulatory filings from the SEC EDGAR database

8-K

GUG

2025-12-15

Data sourced from SEC EDGAR. AI summaries generated automatically.

Past News Coverage

Recent headlines mentioning GUG from our newsroom.

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GUG

GUG Guggenheim Active Allocation Fund - Fundamental Analysis

At a glance

AI Analysis

Key Strengths

Key Risks

Performance Snowflake

Stock Price & Analyst Targets

Multi-Horizon Performance vs Peers

Historical Performance Trends

Revenue & Net Income

Profit & Operating Margins

Return on Equity (ROE)

Quarterly Revenue Growth

Valuation Metrics

Profitability

Growth

Financial Health

Financial Statement Flow

Financial Services Sector Comparison

Similar Companies

Recent Insider Trading

SEC Filings

Past News Coverage

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